Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Kent Quinly | 703012 | 3 | 02/09/1999 | Customer Dispute | Award / Judgment | $517,000.00 | $16,500.00 | See FINRA Report |
| Steven Kent Quinly | 703012 | 3 | 01/14/1992 | Customer Dispute | Award / Judgment | $9,000.00 | $9,000.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 09/05/1986 | Customer Dispute | Award / Judgment | $300,000.00 | $101,531.00 | See FINRA Report |