Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noah D Wertheimer | 4907880 | 2 | 11/16/2016 | Customer Dispute | Denied | $12,772.90 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 09/11/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Steven Kent Quinly | 703012 | 3 | 10/27/2008 | Customer Dispute | Denied | $139,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Schilling | 2609469 | 4 | 02/05/2004 | Customer Dispute | Denied | $17,680.00 | $0.00 | See FINRA Report |
| Donald Lee Wells | 1217316 | 3 | 10/23/2003 | Customer Dispute | Denied | $14,398.00 | $0.00 | See FINRA Report |
| Stephen Claude Forsyth Lovell | 2146222 | 1 | 11/05/2002 | Customer Dispute | Denied | $9,869.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 10/04/2000 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |