Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dunning | 6911521 | 1 | 05/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy J Thomas | 1904945 | 1 | 05/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |