Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Ray McCormack | 6303292 | 1 | 01/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aleksandar Dobrovic | 6719528 | 1 | 03/09/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney A Small | 7419379 | 3 | 11/18/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Blaney | 7453458 | 1 | 11/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristin Rae Lambert | 6104270 | 1 | 06/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jackson Alexander Schene | 7121088 | 1 | 06/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jhon Martinez | 7499047 | 2 | 11/11/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ada M Ortega | 7365497 | 1 | 07/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Choulas | 7290005 | 1 | 01/10/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah Martineau | 7127305 | 1 | 04/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |