Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marlene Cervantes | 6936613 | 3 | 09/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ebony Leneice Hawkins | 5327489 | 2 | 08/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Dietze | 7288345 | 1 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelsey Alexandra Claytor | 7767475 | 1 | 06/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jessica C Wilson | 7166983 | 6 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jessica C Wilson | 7166983 | 6 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marlene Cervantes | 6936613 | 3 | 11/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marlene Cervantes | 6936613 | 3 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alfredo Martinez | 6984510 | 2 | 02/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick William Beston Lenderman | 7361804 | 1 | 07/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |