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FINRA Broker Disclosures for National Financial Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 93 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marlene Cervantes6936613309/12/2024FinancialFinal$0.00$0.00See FINRA Report
Ebony Leneice Hawkins5327489208/23/2023FinancialFinal$0.00$0.00See FINRA Report
William Dietze7288345107/21/2023FinancialFinal$0.00$0.00See FINRA Report
Kelsey Alexandra Claytor7767475106/13/2023FinancialFinal$0.00$0.00See FINRA Report
Jessica C Wilson7166983605/11/2023FinancialFinal$0.00$0.00See FINRA Report
Jessica C Wilson7166983602/28/2023FinancialFinal$0.00$0.00See FINRA Report
Marlene Cervantes6936613311/07/2022FinancialFinal$0.00$0.00See FINRA Report
Marlene Cervantes6936613309/13/2022FinancialFinal$0.00$0.00See FINRA Report
Alfredo Martinez6984510202/22/2022FinancialFinal$0.00$0.00See FINRA Report
Patrick William Beston Lenderman7361804107/20/2021FinancialFinal$0.00$0.00See FINRA Report

93 Results

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