Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean J Sutton | 5378521 | 1 | 01/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Duven | 3140378 | 1 | 01/10/2009 | Customer Dispute | Denied | $38,400.00 | $0.00 | See FINRA Report |
| David McVane | 2410373 | 2 | 02/18/2000 | Customer Dispute | Settled | $362,000.00 | $0.00 | See FINRA Report |
| David McVane | 2410373 | 2 | 02/02/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |