Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marlene Cervantes | 6936613 | 3 | 09/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl C Martin | 4853719 | 1 | 09/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica C Wilson | 7166983 | 6 | 05/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Caitlin Sims | 7499897 | 1 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ebony Leneice Hawkins | 5327489 | 2 | 01/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica C Wilson | 7166983 | 6 | 01/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ebony Leneice Hawkins | 5327489 | 2 | 08/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Dietze | 7288345 | 1 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica C Wilson | 7166983 | 6 | 06/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kelsey Alexandra Claytor | 7767475 | 1 | 06/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |