Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Ray McCormack | 6303292 | 1 | 01/13/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joan Faison | 5993852 | 4 | 03/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfredo Martinez | 6984510 | 2 | 02/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick William Beston Lenderman | 7361804 | 1 | 07/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 01/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Racheal Elizabeth Holly Kyle | 7322443 | 2 | 10/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Roth | 5401656 | 5 | 08/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Marie Crooker | 5504767 | 12 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Kearney | 7413099 | 1 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madelaine Veloz | 7309705 | 2 | 05/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |