Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Faison | 5993852 | 4 | 03/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joan Faison | 5993852 | 4 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joan Faison | 5993852 | 4 | 06/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ahmet Hatipoglu | 2469063 | 1 | 10/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Aidan Kenney | 1677827 | 3 | 09/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerry L Niemuth | 2452366 | 2 | 10/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meaghan Judith O'Shea | 7455311 | 1 | 09/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tara Petschel | 5430661 | 3 | 03/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Gray | 3086023 | 1 | 02/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Achille Presutti | 2090553 | 2 | 10/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |