Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Montagna | 2239081 | 5 | 07/10/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Israel Comi | 1072210 | 2 | 05/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |