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FINRA Broker Disclosures for Sorrento Pacific Financial, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.

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Displaying 2 out of 2 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shannon Renee Irwin2081007110/15/1999Customer DisputeAward / Judgment$9,597.00$9,597.20See FINRA Report
Edward Montagna2239081509/01/1994Customer DisputeAward / Judgment$75,000.00$43,000.00See FINRA Report

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