Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shannon Renee Irwin | 2081007 | 1 | 10/15/1999 | Customer Dispute | Award / Judgment | $9,597.00 | $9,597.20 | See FINRA Report |
Edward Montagna | 2239081 | 5 | 09/01/1994 | Customer Dispute | Award / Judgment | $75,000.00 | $43,000.00 | See FINRA Report |