Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Louis Nieto | 1993777 | 1 | 03/12/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |