Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Montagna | 2239081 | 5 | 06/25/1996 | Customer Dispute | Settled | $26,841.30 | $0.00 | See FINRA Report |