Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Neil Haywood | 1441862 | 4 | 12/13/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joe Neil Haywood | 1441862 | 4 | 01/10/2016 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |