Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Louis Nieto | 1993777 | 1 | 03/12/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Letitia Anne Garner | 6591669 | 1 | 11/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rashid Hassan Bissat | 4833438 | 1 | 10/08/2020 | Customer Dispute | Denied | $7,871.00 | $0.00 | See FINRA Report |
| Joe Neil Haywood | 1441862 | 4 | 10/28/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Driscoll | 5766256 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe Neil Haywood | 1441862 | 4 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe Neil Haywood | 1441862 | 4 | 12/13/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrey Letushko | 4210899 | 1 | 03/07/2016 | Customer Dispute | Denied | $7,700.00 | $0.00 | See FINRA Report |
| Joe Neil Haywood | 1441862 | 4 | 01/10/2016 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |