Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Alvin Williams | 1069297 | 9 | 06/08/2022 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 05/26/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/08/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 11/17/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Henry Kosen | 274166 | 2 | 05/10/2016 | Customer Dispute | Settled | $6,202.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 05/24/2011 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 05/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 03/17/2004 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 10/22/2003 | Customer Dispute | Settled | $50,001.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 03/10/2003 | Customer Dispute | Settled | $428,843.00 | $0.00 | See FINRA Report |