Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Alvin Williams | 1069297 | 9 | 03/10/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 4 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jefferson Emory Davis | 2001136 | 8 | 10/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 11/30/2011 | Customer Dispute | Denied | $15,324.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 10/07/2003 | Customer Dispute | Denied | $20,052.00 | $0.00 | See FINRA Report |