Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jill Linda Goldman | 2182076 | 2 | 05/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 06/08/2022 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 4 | 04/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Alvin Williams | 1069297 | 9 | 05/26/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 03/12/2019 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/08/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 11/17/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 4 | 08/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Alvin Williams | 1069297 | 9 | 03/10/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 4 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |