Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Marrs | 2260838 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Patricia Tipton | 1553466 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 8 | 04/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis James Pappas | 4022644 | 2 | 09/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 04/29/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Linda Goldman | 2182076 | 1 | 03/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Henry Kosen | 274166 | 2 | 03/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Michael Frum | 2175253 | 1 | 11/15/1994 | Customer Dispute | Final | $15,070.50 | $0.00 | See FINRA Report |
| Ben Bernat Stein | 1015794 | 8 | 12/17/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ben Bernat Stein | 1015794 | 8 | 11/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |