Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Reid Blumenschein | 1372334 | 8 | 10/24/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Louis James Pappas | 4022644 | 2 | 09/20/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 03/12/2019 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/08/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 8 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Henry Kosen | 274166 | 2 | 05/10/2016 | Customer Dispute | Settled | $6,202.00 | $0.00 | See FINRA Report |
| William Talbert Bringham | 1070725 | 1 | 12/09/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/09/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jefferson Emory Davis | 2001136 | 8 | 10/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 11/30/2011 | Customer Dispute | Denied | $15,324.00 | $0.00 | See FINRA Report |