Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Raymond Sitter | 1810591 | 6 | 03/12/2019 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/09/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 12/14/2006 | Customer Dispute | Closed-No Action | $85,710.00 | $0.00 | See FINRA Report |
| Timothy William Steffen | 1953542 | 1 | 12/10/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 01/04/2000 | Customer Dispute | Closed-No Action | $23,751.00 | $0.00 | See FINRA Report |