Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kristin Bennett | 7618898 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Ogden Kasten | 1200104 | 2 | 11/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Baker Welch | 847226 | 1 | 07/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Stephen Edward Elkins | 77040 | 2 | 08/08/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Charles Fix | 209247 | 2 | 03/28/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |