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FINRA Broker Disclosures for William Blair

Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Nicholas Boeye7130014109/21/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
Jennifer Ann Mayer6174620109/13/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
James R Hammack6564453106/26/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Jack C Baudhuin6750014101/19/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Ryan John Christophersen6990309104/29/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Marc Philippe Lacher4905353101/14/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Jason Andrew Nuzzo5115292102/16/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher Neam Rosamond4119239109/06/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Thomas Bell4234253108/25/1994CriminalFinal Disposition$0.00$0.00See FINRA Report

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