Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Matthew Prell | 7335270 | 1 | 12/08/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Nicholas Boeye | 7130014 | 1 | 09/21/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert J Rumley | 4474706 | 3 | 05/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Casey | 7523024 | 1 | 11/16/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert J Rumley | 4474706 | 3 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Ogden Kasten | 1200104 | 2 | 10/23/2013 | Customer Dispute | Settled | $680,000.00 | $0.00 | See FINRA Report |
| Jennifer Ann Mayer | 6174620 | 1 | 09/13/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anne Elizabeth Conway | 7410162 | 1 | 09/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Rumley | 4474706 | 3 | 06/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Elliot Savage | 3109238 | 2 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |