Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Rumley | 4474706 | 2 | 08/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Ryan Sims | 6043860 | 2 | 11/18/2022 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Edward James Dunphy | 2304109 | 1 | 11/18/2022 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Andrew Ryan Sims | 6043860 | 2 | 09/01/2022 | Customer Dispute | Settled | $68,000,000.00 | $0.00 | See FINRA Report |
| Robert Nicholas Boeye | 7130014 | 1 | 09/21/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Harrison Ward | 1385878 | 1 | 06/18/2019 | Customer Dispute | Settled | $54,890.00 | $0.00 | See FINRA Report |
| Kristin Bennett | 7618898 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Ogden Kasten | 1200104 | 2 | 10/23/2013 | Customer Dispute | Settled | $680,000.00 | $0.00 | See FINRA Report |
| Jennifer Ann Mayer | 6174620 | 1 | 09/13/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James R Hammack | 6564453 | 1 | 06/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |