Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Charles Fix | 209247 | 2 | 04/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin James Brock | 1896667 | 1 | 07/01/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
James Trevor Gallagher | 2323475 | 2 | 01/25/2001 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |