Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Rumley | 4474706 | 2 | 08/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Ryan Sims | 6043860 | 2 | 11/18/2022 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Edward James Dunphy | 2304109 | 1 | 11/18/2022 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Andrew Ryan Sims | 6043860 | 2 | 09/01/2022 | Customer Dispute | Settled | $68,000,000.00 | $0.00 | See FINRA Report |
| Laura Harrison Ward | 1385878 | 1 | 06/18/2019 | Customer Dispute | Settled | $54,890.00 | $0.00 | See FINRA Report |
| William Ogden Kasten | 1200104 | 2 | 10/23/2013 | Customer Dispute | Settled | $680,000.00 | $0.00 | See FINRA Report |
| Robert J Rumley | 4474706 | 2 | 06/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kim Ann Chenevey | 4848161 | 1 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Craig Elliot Savage | 3109238 | 2 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christian Myles Waite | 3079714 | 1 | 10/01/2012 | Customer Dispute | Closed-No Action | $980,000.00 | $0.00 | See FINRA Report |