Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Rumley | 4474706 | 2 | 06/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christian Myles Waite | 3079714 | 1 | 10/01/2012 | Customer Dispute | Closed-No Action | $980,000.00 | $0.00 | See FINRA Report |
| James Trevor Gallagher | 2323475 | 2 | 05/31/2005 | Customer Dispute | Closed-No Action | $171,090.00 | $0.00 | See FINRA Report |
| Jesse Ole Otzen | 2522564 | 2 | 05/02/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |