Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rana Vasu Prasad | 4390181 | 1 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stonington Christopher Cox | 5405758 | 1 | 09/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Julian Rosenberg | 1199910 | 3 | 03/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |