Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew William Kline | 5052963 | 4 | 02/21/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| James Patrick Allen | 1551955 | 1 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Schwartz | 1577821 | 2 | 12/28/2000 | Customer Dispute | Settled | $66,400,000.00 | $0.00 | See FINRA Report |
| Marc Julian Rosenberg | 1199910 | 3 | 06/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |