Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Louis Mangione | 3080552 | 1 | 09/11/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McGowan | 2762124 | 3 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McGowan | 2762124 | 3 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McGowan | 2762124 | 3 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rana Vasu Prasad | 4390181 | 1 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stonington Christopher Cox | 5405758 | 1 | 09/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Julian Rosenberg | 1199910 | 3 | 03/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |