Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jon Walls | 2264584 | 1 | 12/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Isaiah Payne | 7380171 | 1 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Louis Mangione | 3080552 | 1 | 09/11/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Clinton J McGowan | 2762124 | 3 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason E Dinozzi | 4742815 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clinton J McGowan | 2762124 | 3 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Ryan Kirby | 7502431 | 1 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clinton J McGowan | 2762124 | 3 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rana Vasu Prasad | 4390181 | 1 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Stonington Christopher Cox | 5405758 | 1 | 09/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |