Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Jay Siegrist | 6850810 | 1 | 04/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Dale Appel | 1399452 | 1 | 11/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew William Kline | 5052963 | 4 | 06/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew William Kline | 5052963 | 4 | 03/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamil Omar French | 5756168 | 1 | 12/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Schwartz | 1577821 | 2 | 05/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew William Kline | 5052963 | 4 | 02/21/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Brian Robert Gill | 5308507 | 1 | 10/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Louis Mangione | 3080552 | 1 | 09/11/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Kline | 5052963 | 4 | 07/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |