Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Dale Appel | 1399452 | 1 | 11/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Julian Rosenberg | 1199910 | 3 | 04/22/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |