Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonehaven, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew William Kline | 5052963 | 5 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew William Kline | 5052963 | 5 | 06/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew William Kline | 5052963 | 5 | 03/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Robert Gill | 5308507 | 1 | 10/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew William Kline | 5052963 | 5 | 07/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Suzanne Joyce Bell | 4935453 | 2 | 09/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Suzanne Joyce Bell | 4935453 | 2 | 08/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kyongjin Lee | 2178866 | 2 | 08/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |