Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Osvald Bender | 4630101 | 1 | 07/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Lee Olds | 5166111 | 1 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ernest Findeisen | 1253744 | 1 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Buontempo | 1147390 | 5 | 01/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fredrick Morgan | 1360195 | 6 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fredrick Morgan | 1360195 | 6 | 02/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fredrick Morgan | 1360195 | 6 | 04/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hayley Jo Tebbs | 4443633 | 1 | 04/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fredrick Morgan | 1360195 | 6 | 12/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Buontempo | 1147390 | 5 | 02/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |