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FINRA Broker Disclosures for Parkland Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Todd Sisson2871475110/13/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Walter James Hails2618254104/24/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Stephen Michael Whiting1752042402/14/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Eric Todd Owens4624765102/01/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Kenneth Eugene May4810468111/07/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Ernest James Rowe2423195202/13/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Kent Vrieze455951502/02/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Steven Eugene Love1209305408/28/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Derek James Pritchard2265564303/18/2002Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeffrey Joel Kempton2210075101/17/2002Employment Separation After Allegations$0.00$0.00See FINRA Report

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