Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Todd Sisson | 2871475 | 1 | 10/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Walter James Hails | 2618254 | 1 | 04/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Stephen Michael Whiting | 1752042 | 4 | 02/14/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eric Todd Owens | 4624765 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Kenneth Eugene May | 4810468 | 1 | 11/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Steven Eugene Love | 1209305 | 4 | 08/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Derek James Pritchard | 2265564 | 3 | 03/18/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Joel Kempton | 2210075 | 1 | 01/17/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Holly Michelle Kiper | 2629440 | 1 | 06/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brent Robert Timm | 1995506 | 2 | 07/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |