Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph M Morreale | 6344865 | 1 | 01/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 07/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 05/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Randall Sukovaty | 6388748 | 1 | 08/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Vogel | 5499283 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Lee Dilsaver | 4175848 | 1 | 03/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Griswold Gent | 220733 | 2 | 11/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |