Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Daniel Tiarks | 4130957 | 1 | 03/17/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 07/08/2020 | Customer Dispute | Closed-No Action | $30,220.40 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 06/10/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alton Mitsuo Takabayashi | 5831257 | 1 | 08/03/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Kilday Foster | 4301825 | 1 | 12/29/2015 | Customer Dispute | Closed-No Action | $10,400.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/01/2013 | Customer Dispute | Closed-No Action | $44,252.00 | $0.00 | See FINRA Report |
| Douglas George Thompson | 1015524 | 1 | 06/10/2002 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| Linda Maxine McNeal | 1969066 | 2 | 03/01/2002 | Customer Dispute | Closed-No Action | $31,953.00 | $0.00 | See FINRA Report |
| John Carl Kroll | 1057856 | 1 | 10/26/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 08/15/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |