Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brent Robert Timm | 1995506 | 2 | 11/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Arturo Martinez Campos | 39501 | 2 | 01/15/2021 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Robert Emmet Lydon | 2726858 | 1 | 08/18/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
Adam Brian Hartung | 4139376 | 1 | 04/24/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Beverly Ann Barr | 1071400 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Aaron James Barr | 6193991 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dale Francis Roehrich | 1775964 | 6 | 06/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Bernard Nourse | 1962824 | 4 | 11/04/2015 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
William Bernard Nourse | 1962824 | 4 | 06/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |