Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Christopher Lee | 3074283 | 1 | 03/31/2023 | Customer Dispute | Denied | $12,002.00 | $0.00 | See FINRA Report |
| Brent Robert Timm | 1995506 | 2 | 11/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 01/15/2021 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Beverly Ann Barr | 1071400 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron James Barr | 6193991 | 1 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 06/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Ryan Moore | 5493237 | 2 | 09/21/2016 | Customer Dispute | Denied | $121,467.00 | $0.00 | See FINRA Report |
| Shannon John Stoeffler | 4168192 | 1 | 09/09/2014 | Customer Dispute | Denied | $7,691.04 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 02/12/2014 | Customer Dispute | Denied | $82,864.30 | $0.00 | See FINRA Report |