Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Robert Timm | 1995506 | 2 | 11/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Osvald Bender | 4630101 | 1 | 07/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph M Morreale | 6344865 | 1 | 01/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Olds | 5166111 | 1 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ernest Findeisen | 1253744 | 1 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Daniel Tiarks | 4130957 | 1 | 03/17/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arturo Martinez Campos | 39501 | 2 | 01/15/2021 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| William Todd Sisson | 2871475 | 1 | 10/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Emmet Lydon | 2726858 | 1 | 08/18/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Charles Eastman Jones | 6283337 | 1 | 08/14/2020 | Customer Dispute | Settled | $25,447.00 | $0.00 | See FINRA Report |