Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don Eugene Etchison | 1037114 | 2 | 08/08/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Mark Cicchella | 1058962 | 1 | 04/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ryan Edward Starling | 4284674 | 2 | 08/23/2011 | Customer Dispute | Withdrawn | $386,123.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 07/10/2000 | Customer Dispute | Withdrawn | $42,401.10 | $0.00 | See FINRA Report |