Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Allan Shope | 2817465 | 1 | 05/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Alan Vanderstelt | 4051413 | 1 | 02/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Christopher Jones | 4511781 | 1 | 02/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry L Moss | 4279246 | 1 | 11/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Schriber | 2816151 | 1 | 03/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Gordon Gassman | 1311332 | 1 | 01/22/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Randall Wagner | 2536075 | 1 | 10/11/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |