Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Randall Sukovaty | 6388748 | 1 | 08/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John McCormack | 4338396 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Clark | 1928306 | 3 | 03/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Davis | 6115702 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick James Welsh | 2605350 | 2 | 10/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David M Schabacker | 2318670 | 5 | 04/09/2004 | Customer Dispute | Final | $10,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Griswold Gent | 220733 | 2 | 11/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 07/27/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Griswold Gent | 220733 | 2 | 06/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |