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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 62 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Van Washington4651656305/02/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Dustin Robert Insley6609589205/01/2023Customer DisputeDenied$15,000.00$0.00See FINRA Report
Jason Christopher Lee3074283103/31/2023Customer DisputeDenied$12,002.00$0.00See FINRA Report
William Tolstyka2414591109/08/2021Customer DisputeDenied$85,000.00$0.00See FINRA Report
Arturo Martinez Campos39501201/15/2021Customer DisputeDenied$35,000.00$0.00See FINRA Report
Dustin Robert Insley6609589201/27/2020Customer DisputeDenied$23,900.00$0.00See FINRA Report
Beverly Ann Barr1071400109/23/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Aaron James Barr6193991109/23/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Lawrence Lee Epple1350675103/21/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Wilfred E Cortez1426451103/05/2018Customer DisputeDenied$0.00$0.00See FINRA Report

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