Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph McDonald | 2837629 | 3 | 04/06/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph McDonald | 2837629 | 3 | 10/05/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Adam Peter Kozak | 5949814 | 1 | 03/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph McDonald | 2837629 | 3 | 09/22/2020 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Charles Logan McLean | 4351084 | 1 | 09/08/2020 | Customer Dispute | Settled | $191,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Oliver | 4881864 | 1 | 12/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 03/23/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harvey Allan Kaluzna | 2073577 | 2 | 10/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laurence Edward Pierron | 1465942 | 1 | 03/13/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| David Michael White | 2316760 | 6 | 02/07/2017 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |