Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 06/12/2003 | Customer Dispute | Award / Judgment | $73,500.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2003 | Customer Dispute | Award / Judgment | $99,000.00 | $0.00 | See FINRA Report |
| Michael James Penn | 2559058 | 2 | 12/09/2002 | Customer Dispute | Award / Judgment | $142,400.00 | $196,561.00 | See FINRA Report |
| Steven James Jagusch | 1264093 | 3 | 01/26/2000 | Customer Dispute | Award / Judgment | $148,173.00 | $62,274.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/03/1999 | Customer Dispute | Award / Judgment | $25,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/11/1999 | Customer Dispute | Award / Judgment | $65,000.00 | $10,000.00 | See FINRA Report |
| Donald Gerard Terns | 725597 | 2 | 08/12/1998 | Customer Dispute | Award / Judgment | $0.00 | $43,934.20 | See FINRA Report |