Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald James Ohalloran | 1056697 | 15 | 06/24/2024 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 09/28/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |