Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Anderson Cumber | 2514669 | 4 | 06/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Carpenter | 2172969 | 3 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Carpenter | 2172969 | 3 | 02/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Anderson Cumber | 2514669 | 4 | 09/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nimesh V Patel | 4759279 | 3 | 02/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nimesh V Patel | 4759279 | 3 | 07/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 01/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nimesh V Patel | 4759279 | 3 | 09/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 06/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |