Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Alexander Harris | 714335 | 6 | 06/11/2010 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Steven Rand Hill | 4288639 | 4 | 08/28/2008 | Customer Dispute | Closed-No Action | $173,215.00 | $0.00 | See FINRA Report |
| Randyl Robert Taber | 1399854 | 6 | 02/13/2008 | Customer Dispute | Closed-No Action | $63,830.10 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 05/16/2005 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 09/16/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |