Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randyl Robert Taber | 1399854 | 6 | 08/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rand Hill | 4288639 | 4 | 11/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Alexander Harris | 714335 | 6 | 06/24/2003 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Sladek | 426080 | 10 | 01/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |