Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Thomas Carpenter | 2172969 | 3 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 06/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Anderson Cumber | 2514669 | 4 | 09/29/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Douglass Geary | 2996679 | 3 | 09/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rand Hill | 4288639 | 4 | 03/29/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Douglass Geary | 2996679 | 3 | 09/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 02/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary R Gygi | 1577760 | 4 | 08/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Eberle | 1685607 | 1 | 08/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Max Jack Safdie | 408921 | 8 | 08/20/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |