Our Staff has compiled our research into a database of FINRA Broker Disclosures for Union Capital Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Bruce Sladek | 426080 | 10 | 08/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Anderson Cumber | 2514669 | 4 | 02/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin William McBarron | 1282026 | 1 | 12/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Roy Friedenberg | 1413577 | 1 | 01/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald James Ohalloran | 1056697 | 15 | 05/05/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald James Ohalloran | 1056697 | 15 | 09/01/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Max Jack Safdie | 408921 | 8 | 07/17/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Max Jack Safdie | 408921 | 8 | 10/27/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |